醉染图书欧盟金融监管体制改革法规汇编9787511851369

DIRECTIVE 2010/78/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL 1

Article 1  Amendments to Directive 98/26/EC 20
Article 2  Amendments to Directive 2002/87/EC 22
Article 3  Amendments to Directive 2003/6/EC 32
Article 4  Amendments to Directive 2003/41/EC 36
Article 5  Amendments to Directive 2003/71/EC 40
Article 6  Amendments to Directive 2004/39/EC 50
Article 7  Amendments to Directive 2004/109/EC 70
Article 8  Amendments to Directive 2005/60/EC 86
Article 9  Amendments to Directive 2006/48/EC 92
Article 10  Amendments to Directive 2006/49/EC 122
Article 11  Amendments to Directive 2009/65/EC 124
Article 12  Review 154
Article 13  Transposition 154
Article 14  Entry into force 156
Article 15  Addressees 156


REGULATION (EU) NO 1092/2010 OF THE EUROPEAN
PARLIAMENT AND OF THE COUNCIL 159

CHAPTER I  GENERAL PROVISIONS 174
Article 1  Establishment 174
Article 2  Definitions 176
Article 3  Mission, objectives and tasks 176
CHAPTER II  ORGANISATION 178
Article 4  Structure 178
Article 5  Chair and Vice-Chairs of the ESRB 180
Article 6  General Board 182
Article 7  Impartiality 182
Article 8  Professional secrecy 182
Article 9  Meetings of the General Board 184
Article 10  Voting modalities of the General Board 184
Article 11  Steering Committee 186
Article 12  Advisory Scientific Committee 186
Article 13  Advisory Technical Committee 188
Article 14  Other sources of advice 190
CHAPTER III  TASKS 190
Article 15  Collection and exchange of information 190
Article 16  Warnings and recommendations 192
Article 17  Follow-up of the ESRB recommendations 192
Article 18  Public warnings and recommendations 194
CHAPTER IV  FINAL PROVISIONS 194
Article 19  Accountability and reporting obligations 194
Article 20  Review 196
Article 21  Entry into force 196


REGULATION (EU) NO 1093/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL 199

CHAPTER I  ESTABLISHMENT AND LEGAL STATUS
Article 1  Establishmenndscpe of action
Article 2  European System of Finan Supervision
Article 3  Accountability of the Authorities 240
Article 4  Definitions 240
Article 5  Legal status 240
Article 6  Coition 242
Article 7  Seat 242
CHAPTER II  TASKS AND POWERS OF THE AUTHORITY 242
Article 8  Tasks and powers of the Authority 242
Article 9  Tasks related to consumer protection and finan activities 246
Article 10  Regulatory technical standards 248
Article 11  Exercise of the delegation 250
Article 12  Revocation of the delegation 252
Article 13  Objections to regulatory technical standards 252
Article 14  Non-endorsement or amendment of draft regulatory technical standards 254
Article 15  Implementing technical standards 254
Article 16  Guidelines and recommendations 258
Article 17  Breach of Union law 260
Article 18  Action in emergency situations 262

Article 19  Settlement of disagreements between comet authorities in cross-
border situations 264
Article 20  Settlement of disagreements between comet authorities across sectors 266
Article 21  Colleges of supervisors 266
Article 22  General provisions 270
Article   Identification and measurement of systemic risk 270
Article 24  Permanent capacity to respond to systemic risks 272
Article 25  Recovery and resolution procedures 272
Article 26  European system of deposit guarantee schemes 272
Article 27  European system of bank resolution and funding arrangements 274
Article 28  Delegation of tasks and responsibilities 274
Article 29  Common supervisory culture 276
Article 30  Peer reviews of comet authorities 276
Article 31  Coordination function 278
Article 32  Assessment of market developments 280
Article 33  International relations 280
Article 34  Other tasks 282
Article 35  Collection of information 282
Article 36  Relationship with the ESRB 284
Article 37  Banking Stakeholder Group 286
Article 38  Safeguards 288
Article 39  Decision-making procedures 290
CHAPTER III  ORGANISATION 292
SECTION 1  Board of Supervisors 292
Article 40  Coition 292
Article 41  Internal committees and panels 294
Article 42  Independence 294
Article 43  Tasks 294
Article 44  Decision-making 296
SECTION 2  Management Board 298
Article 45  Coition 298
Article 46  Independence 298
Article 47  Tasks 300
SECTION 3  Chairperson 300
Article 48  Appointment and tasks 300
Article 49  Independence 302
Article 50  Report 302
SECTION 4  Executive Director 304
Article 51  Appointment 304
Article 52  Independence 304
Article 53  Tasks 304
CHAPTER IV  JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES 306
SECTION 1  Joint Committee of European Supervisory Authorities 306
Article 54  Establishment 306
Article 55  Coition 308
Article 56  Joint positions and common acts 308
Article 57  Sub-Committees 308
SECTION 2  Board of Appeal 310
Article 58  Coition and oraio 310
Article 59  Independence and impartiality 312
CHAPTER V  REMEDIES314
Article 60  Appeals 314
Article 61  Actions before the Court of Justice of the European Union 314
CHAPTER VI   FINANCIAL PROVISIONS 316
Article 62  Budget of the Authority 316
Article 63  Establishment of the budget 318
Article 64  Implementation and control of the budget 318
Article 65  Finan rules 320
Article 66  Anti-fraud measures 322
CHAPTER VII  GENERAL PROVISIONS 322
Article 67  Privileges and immunities 322
Article 68  Staff 322
Article 69  Liability of the Authority 324
Article 70  Obligation of professional secrecy 324
Article 71  Data protection 326
Article 72  Access to documents 326
Article 73  Language arrangements 326
Article 74  Headquarters Agreement 326
Article 75  Participation of third countries 328
CHAPTER VIII  TRANSITIONAL AND FINAL PROVISIONS 328
Article 76  Preparatory actions 328
Article 77  Transitional staff provisions 330
Article 78  National provisions 330
Article 79  Amendments 330
Article 80  Repeal 330
Article 81  Review 332
Article 82  Entry into force 332


REGULATION (EU) NO 1094/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL 337

CHAPTER I  ESTABLISHMENT AND LEGAL STATUS 376
Article 1  Establishmenndscpe of action 376
Article 2  European System of Finan Supervision 378
Article 3  Accountability of the Authorities 380
Article 4  Definitions 380
Article 5  Legal status 380
Article 6  Coition 380
Article 7  Seat 382
CHAPTER II  TASKS AND POWERS OF THE AUTHORITY 382
Article 8  Tasks and powers of the Authority 382
Article 9  Tasks related to consumer protection and finan activities 386
Article 10  Regulatory technical standards 386
Article 11  Exercise of the delegation 390
Article 12  Revocation of the delegation 392
Article 13  Objections to regulatory technical standards 392
Article 14  Non-endorsement or amendment of draft regulatory technical standards 392
Article 15  Implementing technical standards 394
Article 16  Guidelines and recommendations 398
Article 17  Breach of Union law 398
Article 18  Action in emergency situations 402
Article 19  Settlement of disagreements between comet authorities in cross-
border situations 404
Article 20  Settlement of disagreements between comet authorities across sectors 406
Article 21  Colleges of supervisors 406
Article 22  General provisions 408
Article   Identification and measurement of systemic risk 410
Article 24  Permanent capacity to respond to systemic risks 412
Article 25  Recovery and resolution procedures 412
Article 26  Development of a European network of national insurance guarantee
schemes 412
Article 27  Crisis prevention, management and resolution 412
Article 28  Delegation of tasks and responsibilities 414
Article 29  Common supervisory culture 416
Article 30  Peer reviews of comet authorities 416
Article 31  Coordination function 418
Article 32  Assessment of market developments 420
Article 33  International relations 420
Article 34  Other tasks 422
Article 35  Collection of information 422
Article 36  Relationship with the ESRB 424
Article 37  Insurance and Reinsurance Stakeholder Group and Occupational
Pensions Stakeholder Group 426
Article 38  Safeguards 428
Article 39  Decision-making procedures 432
CHAPTER III  ORGANISATION 432
SECTION 1  Board of Supervisors 432
Article 40  Coition 432
Article 41  Internal committees and panels 434
Article 42  Independence 434
Article 43  Tasks 434
Article 44  Decision making 436
SECTION 2  Management Board 438
Article 45  Coition 438
Article 46  Independence 440
Article 47  Tasks 440
SECTION 3  Chairperson 440
Article 48  Appointment and tasks 440
Article 49  Independence 442
Article 50  Report 442
SECTION 4  Executive Director 444
Article 51  Appointment 444
Article 52  Independence 444
Article 53  Tasks 446
CHAPTER IV   JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES 446
SECTION 1  Joint Committee of European Supervisory Authorities 446
Article 54  Establishment 446
Article 55  Coition 448
Article 56  Joint positions and common acts 448
Article 57  Sub-Committees 450
SECTION 2  Board of Appeal 450
Article 58  Coition and oraio 450
Article 59  Independence and impartiality 452
CHAPTER V  REMEDIES 454
Article 60  Appeals 454
Article 61  Actions before the Court of Justice of the European Union 454
CHAPTER VI  FINANCIAL PROVISIONS 456
Article 62  Budget of the Authority 456
Article 63  Establishment of the budget 458
Article 64  Implementation and control of the budget 458
Article 65  Finan rules 460
Article 66  Anti-fraud measures 462
CHAPTER VII  GENERAL PROVISIONS 462
Article 67  Privileges and immunities 462
Article 68  Staff 462
Article 69  Liability of the Authority 464
Article 70  Obligation of professional secrecy 464
Article 71  Data protection 466
Article 72  Access to documents 466
Article 73  Language arrangements 466
Article 74  Headquarters Agreement 466
Article 75  Participation of third countries 468
CHAPTER VIII  TRANSITIONAL AND FINAL PROVISIONS 468
Article 76  Preparatory actions 468
Article 77  Transitional staff provisions 470
Article 78  National provisions 470
Article 79  Amendments 470
Article 80  Repeal 470
Article 81  Review 472
Article 82  Entry into force 472

REGULATION (EU) NO 1095/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
REGULATIONS COUNCIL REGULATION (EU) NO 1096/2010
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